document library, policies and procedures, database, CRM, audit function
a means of evaluating implementation of agreed and expected professional standards, processes and advice giving capabilities. Not just looking for errors but providing value added feedback for improvement.
full automation of risk management and compliance audits across multiple levels, organisation and control of all types of wealth and credit client advice documentation and management of advisers across your business.
Our mission is to elevate the quality of financial advice being given in our industry by working with firms to establish and manage appropriate standards, and provide services to support and facilitate the implementation of those standards.
Our approach is consultative and with respect, experienced and commercial.
Who We Work With
IF YOU WANT TO JOIN A TEAM THAT HELPS YOU GIVE SOUND ADVICE WHILE BEING COMMERCIAL, COMPLIANT AND INNOVATIVE, CONTACT US TODAY